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BOS Top Stories

New Jersey Bureau of Securities Suspends Registration of a Jersey City Broker-Dealer Agent Who Borrowed Money From Clients, Failed to Disclose Tax Liens (9/4/14)

New Jersey Bureau of Securities Revokes Registrations of Broker-Dealer Agent Who Sold Securities Involved in Alleged Ponzi Scheme (8/19/14)

New Jersey Bureau of Securities Obtains $5.5 Million Settlement From Bergen County Father and Son Who Defrauded Investors Through Sale of Unregistered Notes and Used Investor Funds For Personal Enrichment (8/12/14)

New Jersey Bureau of Securities Recovers $125,000 for Investors in Branded Marketing Civil Action (8/814)

“Hedge Fund” Fraudsters Ordered to Pay $55 Million in Investor Restitution, Civil Penalties and Disgorgement (6/6/14)

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Acting Bureau Chief, Amy G. Kopleton portrait...